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SEC FORM 13F-HR

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
Report for the Calendar Year or Quarter Ended:12-31-2021
Check here if Amendment  Amendment Number:
This Amendment (Check only one.):  is a restatement.
  adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name:CAPITAL ONE FINANCIAL CORP
Address:1680 CAPITAL ONE DRIVE
SUITE 1400
MCLEAN, VA  22102
Form 13F File Number:028-12320

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name:D Corey Lawson
Title:Chief Compliance Officer
Phone:202-539-1039
Signature, Place, and Date of Signing:
D Corey LawsonMcLean,  VA02-09-2022
[Signature][City, State][Date]
Report Type (Check only one.):
X13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
  13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:1
Form 13F Information Table Entry Total:187
Form 13F Information Table Value Total:828,071
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state “NONE” and omit the column headings and list entries.]
No.Form 13F File NumberName
1028-19007Capital One Investing, Inc.
SEC FORM 13-F Information Table

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number:3235-0006
Expires:Oct 31, 2018
Estimated average burden
hours per response:23.8
COLUMN 1COLUMN 2COLUMN 3COLUMN 4COLUMN 5COLUMN 6COLUMN 7COLUMN 8
VALUESHRS ORSH/PUT/INVESTMENTOTHERVOTING AUTHORITY
NAME OF ISSUERTITLE OF CLASSCUSIP(x$1000)PRN AMTPRNCALLDISCRETIONMANAGERSOLESHAREDNONE
ABBOTT LABSCOM0028241009756,931SH DFND 006,931
ABBVIE INCCOM00287Y1098576,326SH DFND 006,326
AIR PRODS & CHEMS INCCOM0091581065291,740SH DFND 001,740
ALLIANCE RESOURCE PARTNERS LUT LTD PART01877R1082,055162,599SH DFND 00162,599
ALLIANCEBERNSTEIN HLDG L PUNIT LTD PARTN01881G10682816,963SH DFND 0016,963
ALPHABET INCCAP STK CL A02079K305978338SH DFND 00338
ALPHABET INCCAP STK CL C02079K107748259SH DFND 00259
ALPS ETF TRDISRUPTIVE TECH00162Q4782164,456SH DFND 004,456
AMAZON COM INCCOM0231351062,399720SH DFND 00720
AMERICAN EXPRESS COCOM0258161099665,905SH DFND 005,905
AMGEN INCCOM0311621008343,709SH DFND 003,709
ANALOG DEVICES INCCOM0326541055843,321SH DFND 003,321
ANTHEM INCCOM036752103202436SH DFND 00436
APPLE INCCOM0378331007,55842,564SH DFND 0042,564
BANK NEW YORK MELLON CORPCOM0640581005088,742SH DFND 008,742
BERKSHIRE HATHAWAY INC DELCL B NEW084670702269901SH DFND 00901
BK OF AMERICA CORP7.25%CNV PFD L060505682653452SH DFND 00452
BLACKSTONE INCCOM09260D1076975,385SH DFND 005,385
BRISTOL-MYERS SQUIBB COCOM11012210890314,485SH DFND 0014,485
BROOKFIELD ASSET MGMT INCCL A LTD VT SH1125851042744,537SH DFND 004,537
CATERPILLAR INCCOM1491231017523,638SH DFND 003,638
CHEVRON CORP NEWCOM1667641002141,825SH DFND 001,825
CISCO SYS INCCOM17275R1021,91130,162SH DFND 0030,162
CONNECTONE BANCORP INCCOM20786W1072036,193SH DFND 006,193
CONOCOPHILLIPSCOM20825C1044366,037SH DFND 006,037
COSTCO WHSL CORP NEWCOM22160K1058911,569SH DFND 001,569
CSX CORPCOM1264081032717,212SH DFND 007,212
CVS HEALTH CORPCOM1266501007627,391SH DFND 007,391
DANAHER CORPORATIONCOM2358511021,1943,630SH DFND 003,630
DARDEN RESTAURANTS INCCOM2371941052561,700SH DFND 001,700
DIAGEO PLCSPON ADR NEW25243Q2052721,235SH DFND 001,235
DIMENSIONAL ETF TRUSTWORLD EX US CORE25434V88048518,574SH DFND 0018,574
DIMENSIONAL ETF TRUSTUS CORE EQUITY 225434V7086,901238,206SH DFND 00238,206
DISNEY WALT COCOM2546871061,5249,836SH DFND 009,836
ENERGY TRANSFER L PCOM UT LTD PTN29273V10016520,057SH DFND 0020,057
ENTERPRISE PRODS PARTNERS LCOM2937921071,09649,902SH DFND 0049,902
ETF MANAGERS TRPRIME CYBR SCRTY26924G2013355,452SH DFND 005,452
ETF MANAGERS TRPRIME MOBILE PAY26924G4093015,183SH DFND 005,183
EXXON MOBIL CORPCOM30231G1024156,781SH DFND 006,781
FIRST TR EXCHANGE-TRADED FDNO AMER ENERGY33738D1012339,343SH DFND 009,343
FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF33733E1046928,183SH DFND 008,183
FRANCO NEV CORPCOM3518581052041,475SH DFND 001,475
GENERAL ELECTRIC COCOM NEW3696043013213,397SH DFND 003,397
GOLDMAN SACHS ETF TRACTIVEBETA US LG38143050310,035105,475SH DFND 00105,475
GOLDMAN SACHS ETF TRACTIVEBETA INT38143010760,6901,720,729SH DFND 001,720,729
GOLDMAN SACHS ETF TRACTIVEBETA EME38143020622,877618,122SH DFND 00618,122
GOLDMAN SACHS GROUP INCCOM38141G104244638SH DFND 00638
HOME DEPOT INCCOM4370761022,6576,401SH DFND 006,401
HONEYWELL INTL INCCOM4385161065102,444SH DFND 002,444
INTEL CORPCOM45814010081215,773SH DFND 0015,773
INVESCO ACTIVELY MANAGED ETFULTRA SHRT DUR46090A8873126,194SH DFND 006,194
INVESCO EXCH TRADED FD TR IIS&P500 LOW VOL46138E3547,107103,550SH DFND 00103,550
INVESCO EXCH TRADED FD TR IIS&P500 HDL VOL46138E3621,20626,635SH DFND 0026,635
INVESCO EXCH TRADED FD TR IIS&P SMLCP LOW46138G1023,68570,740SH DFND 0070,740
INVESCO EXCHANGE TRADED FD TS&P500 QUALITY46137V2419,112171,239SH DFND 00171,239
INVESCO EXCHANGE TRADED FD TDYNMC BIOTECH46137V7872864,021SH DFND 004,021
INVESCO EXCHANGE TRADED FD TNASDAQ INTERNT46137V5306903,203SH DFND 003,203
INVESCO QQQ TRUNIT SER 146090E103342860SH DFND 00860
ISHARES INCMSCI EMERG MKT46434G8894,52788,541SH DFND 0088,541
ISHARES INCMSCI EMERG MRKT46428653316,056255,579SH DFND 00255,579
ISHARES INCCORE MSCI EMKT46434G1032,91748,726SH DFND 0048,726
ISHARES TRNATIONAL MUN ETF4642884142,50121,505SH DFND 0021,505
ISHARES TREXPND TEC SC ETF4642875491,0502,391SH DFND 002,391
ISHARES TRISHARES BIOTECH4642875563752,455SH DFND 002,455
ISHARES TRTIPS BD ETF46428717627,204210,560SH DFND 00210,560
ISHARES TRMSCI USA SMCP MN46435G4333188,145SH DFND 008,145
ISHARES TRMSCI USA MIN VOL46429B69748,407598,357SH DFND 00598,357
ISHARES TR0-5 YR TIPS ETF46429B7471,54814,617SH DFND 0014,617
ISHARES TRMSCI USA QLT FCT46432F33982,595567,431SH DFND 00567,431
ISHARES TRMSCI ACWI EX US4642882403,88369,847SH DFND 0069,847
ISHARES TRIBONDS DEC202346435G3182088,028SH DFND 008,028
ISHARES TRU.S. MED DVC ETF4642888104036,120SH DFND 006,120
ISHARES TRMSCI INTL MULTFT46434V2747,163248,538SH DFND 00248,538
ISHARES TRJPMORGAN USD EMG46428828111,016101,006SH DFND 00101,006
ISHARES TRMSCI USA VALUE46432F38818,619170,087SH DFND 00170,087
ISHARES TRUS TREAS BD ETF46429B26722,637848,467SH DFND 00848,467
ISHARES TRSP SMCP600VL ETF4642878798247,890SH DFND 007,890
ISHARES TRCORE MSCI TOTAL46432F8341,62522,902SH DFND 0022,902
ISHARES TRBARCLAYS 7 10 YR4642874402,77124,092SH DFND 0024,092
ISHARES TRPFD AND INCM SEC4642886871,15529,303SH DFND 0029,303
ISHARES TRFLTG RATE NT ETF46429B6554809,471SH DFND 009,471
ISHARES TRMSCI EAFE MIN VL46429B68937,957494,421SH DFND 00494,421
ISHARES TRIBONDS DEC46435U6972117,866SH DFND 007,866
ISHARES TRISHS 5-10YR INVT4642886382,57943,510SH DFND 0043,510
ISHARES TRIBOXX INV CP ETF4642872425,31640,115SH DFND 0040,115
ISHARES TRCORE INTL AGGR46435G6728,966164,419SH DFND 00164,419
ISHARES TRESG AWR MSCI USA46435G4255985,538SH DFND 005,538
ISHARES TRCORE US AGGBD ET4642872267,08262,076SH DFND 0062,076
ISHARES TRUSD INV GRDE ETF46428862029,592495,349SH DFND 00495,349
ISHARES TRIBONDS DEC202246435G7552067,902SH DFND 007,902
ISHARES TRIBONDS DEC25 ETF46434VBD12148,088SH DFND 008,088
ISHARES TRRUS TP200 GR ETF4642894381,5568,974SH DFND 008,974
ISHARES TRCORE MSCI EAFE46432F8421,32217,714SH DFND 0017,714
ISHARES TRCORE S&P MCP ETF464287507244862SH DFND 00862
ISHARES TRRUSSELL 2000 ETF4642876552271,020SH DFND 001,020
ISHARES TRS&P 500 VAL ETF4642874088735,571SH DFND 005,571
ISHARES TRCORE 1 5 YR USD46432F85968013,476SH DFND 0013,476
ISHARES TRISHS 1-5YR INVS4642886464959,179SH DFND 009,179
ISHARES TRMSCI USA MMENTM46432F39651,747284,608SH DFND 00284,608
ISHARES TRCORE S&P500 ETF46428720011,08723,243SH DFND 0023,243
ISHARES TRSHORT TREAS BD4642886795555,023SH DFND 005,023
ISHARES TRMSCI USA ESG SLC4642888025124,816SH DFND 004,816
JOHNSON & JOHNSONCOM4781601046163,601SH DFND 003,601
JPMORGAN CHASE & COCOM46625H1001,5139,555SH DFND 009,555
KKR & CO INCCOM48251W1047149,590SH DFND 009,590
L3HARRIS TECHNOLOGIES INCCOM5024311098383,929SH DFND 003,929
LILLY ELI & COCOM5324571081,9927,210SH DFND 007,210
LOCKHEED MARTIN CORPCOM5398301095411,523SH DFND 001,523
LOWES COS INCCOM5486611075171,999SH DFND 001,999
MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801064048,690SH DFND 008,690
MASTERCARD INCORPORATEDCL A57636Q104230640SH DFND 00640
MCDONALDS CORPCOM5801351011,9457,254SH DFND 007,254
MERCK & CO INCCOM58933Y1052042,666SH DFND 002,666
META PLATFORMS INCCL A30303M1021,3464,001SH DFND 004,001
MICROSOFT CORPCOM5949181046,02417,910SH DFND 0017,910
NIKE INCCL B6541061032781,668SH DFND 001,668
NVIDIA CORPORATIONCOM67066G1047372,507SH DFND 002,507
NXP SEMICONDUCTORS N VCOMN6596X1092851,250SH DFND 001,250
ONE GAS INCCOM68235P1081,13114,581SH DFND 0014,581
ONEOK INC NEWCOM6826801032,74546,714SH DFND 0046,714
PACER FDS TRTRENDP US LAR CP69374H1053047,307SH DFND 007,307
PAYCHEX INCCOM7043261075013,674SH DFND 003,674
PAYPAL HLDGS INCCOM70450Y1032031,079SH DFND 001,079
PEPSICO INCCOM7134481081,0105,812SH DFND 005,812
PFIZER INCCOM7170811033566,027SH DFND 006,027
PIMCO ETF TRACTIVE BD ETF72201R7751,72715,784SH DFND 0015,784
PIMCO ETF TRSHTRM MUN BD ACT72201R8741,99338,911SH DFND 0038,911
PIMCO ETF TRINTER MUN BD ACT72201R8663,28058,367SH DFND 0058,367
PINNACLE FINL PARTNERS INCCOM72346Q1042572,690SH DFND 002,690
PROCTER AND GAMBLE COCOM7427181097814,777SH DFND 004,777
QUALCOMM INCCOM7475251031,6599,071SH DFND 009,071
RAYTHEON TECHNOLOGIES CORPCOM75513E1014975,771SH DFND 005,771
S&P GLOBAL INCCOM78409V104407863SH DFND 00863
SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470633111,168SH DFND 0011,168
SCHWAB STRATEGIC TRSCHWB FDT EMK LG8085247301,39545,011SH DFND 0045,011
SCHWAB STRATEGIC TRSCHWAB FDT US SC8085247637,326131,737SH DFND 00131,737
SCHWAB STRATEGIC TRINTRM TRM TRES8085248541,31223,363SH DFND 0023,363
SCHWAB STRATEGIC TRUS AGGREGATE B8085248392314,284SH DFND 004,284
SCHWAB STRATEGIC TRSCHWB FDT INT LG8085247552,10164,614SH DFND 0064,614
SCHWAB STRATEGIC TRUS LCAP GR ETF8085243005863,579SH DFND 003,579
SCHWAB STRATEGIC TRSCHWB FDT INT SC80852474849013,113SH DFND 0013,113
SCHWAB STRATEGIC TRUS MID-CAP ETF8085245082262,812SH DFND 002,812
SELECT SECTOR SPDR TRCOMMUNICATION81369Y8523754,826SH DFND 004,826
SELECT SECTOR SPDR TRTECHNOLOGY81369Y8032,94716,947SH DFND 0016,947
SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2094,98835,406SH DFND 0035,406
SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4071,1205,476SH DFND 005,476
SPDR GOLD TRGOLD SHS78463V1074502,634SH DFND 002,634
SPDR INDEX SHS FDSPORTFOLIO DEVLPD78463X8893,08484,547SH DFND 0084,547
SPDR S&P 500 ETF TRTR UNIT78462F1038,30917,495SH DFND 0017,495
SPDR SER TRPORTFLI TIPS ETF78464A6562,41376,598SH DFND 0076,598
SPDR SER TRNUVEEN BLMBRG SH78468R7394,60993,709SH DFND 0093,709
SPDR SER TRBLOOMBERG CONV78464A3593854,646SH DFND 004,646
SPDR SER TRSSGA US SMAL ETF78468R8876545,472SH DFND 005,472
SPDR SER TRBLOOMBERG INVT78468R20011,936390,177SH DFND 00390,177
SPDR SER TRBLOOMBERG SHORT78464A33473524,202SH DFND 0024,202
STARBUCKS CORPCOM8552441092822,410SH DFND 002,410
TESLA INCCOM88160R101233221SH DFND 00221
THERMO FISHER SCIENTIFIC INCCOM883556102659988SH DFND 00988
UNION PAC CORPCOM9078181088813,495SH DFND 003,495
UNITED PARCEL SERVICE INCCL B9113121066052,822SH DFND 002,822
UNITEDHEALTH GROUP INCCOM91324P1029101,811SH DFND 001,811
VANGUARD BD INDEX FDSSHORT TRM BOND9219378272002,475SH DFND 002,475
VANGUARD BD INDEX FDSTOTAL BND MRKT92193783537,067437,368SH DFND 00437,368
VANGUARD CHARLOTTE FDSTOTAL INT BD ETF92203J40730,220547,856SH DFND 00547,856
VANGUARD INDEX FDSVALUE ETF9229087443,87426,333SH DFND 0026,333
VANGUARD INDEX FDSMID CAP ETF922908629232910SH DFND 00910
VANGUARD INDEX FDSREAL ESTATE ETF9229085532832,440SH DFND 002,440
VANGUARD INDEX FDSSMALL CP ETF9229087514291,899SH DFND 001,899
VANGUARD INDEX FDSMCAP VL IDXVIP9229085125013,331SH DFND 003,331
VANGUARD INDEX FDSMCAP GR IDXVIP9229085389043,550SH DFND 003,550
VANGUARD INDEX FDSSM CP VAL ETF9229086111,5018,395SH DFND 008,395
VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428581,15423,323SH DFND 0023,323
VANGUARD MALVERN FDSSTRM INFPROIDX92202080516,289316,911SH DFND 00316,911
VANGUARD MUN BD FDSTAX EXEMPT BD92290774615,908289,709SH DFND 00289,709
VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4091,04712,887SH DFND 0012,887
VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C70610,892163,859SH DFND 00163,859
VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C87019,898214,508SH DFND 00214,508
VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088443,29819,205SH DFND 0019,205
VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385873214,336SH DFND 0014,336
VANGUARD WHITEHALL FDSHIGH DIV YLD9219464065244,674SH DFND 004,674
VANGUARD WHITEHALL FDSEMERG MKT BD ETF9219468852,27229,255SH DFND 0029,255
VERIZON COMMUNICATIONS INCCOM92343V10476214,657SH DFND 0014,657
VISA INCCOM CL A92826C8392411,112SH DFND 001,112
WALMART INCCOM9311421034212,910SH DFND 002,910
WILLIAMS COS INCCOM96945710027110,402SH DFND 0010,402
WISDOMTREE TRGLB US QTLY DIV97717W84455412,722SH DFND 0012,722
WISDOMTREE TRUS QTLY DIV GRT97717X6692563,883SH DFND 003,883